Accuflex has an exciting opportunity for a Compliance professional to work on a contract basis for our client, a global financial services client in London. You will play a key role in supporting the day-to-day compliance function.

The role concerns supporting shareholder compliance, shareholder disclosure, monitoring and auditing. The role is pivotal in ensuring that all notifications related to major shareholdings, such as Takeover Panel reporting, Short reporting and Sensitive Industry disclosures, are dispatched punctually and precisely to regulators, exchanges, and issuers.

Role Responsibilities

• Oversee the compliance dynamics and project tasks affiliated with the share disclosure software, FundApps.
• Drive daily operational activities, which encompass finalising disclosures, surveying them, and troubleshooting data concerns with partnered teams.
• Stay updated with Regulatory changes and refine core operations accordingly.
• Evaluate and bolster compliance structures and governance.

Required Expertise

• A solid background in compliance particularly in handling ‘Disclosure of Interests’ and spearheading daily operational activities.
• Proficiency in applying financial regulations and understanding legal and regulatory intricacies.
• Investment management or financial services experience would be ideal.
• Skilled in fostering relationships with regulatory bodies.
• Competence in Microsoft Word and Excel.